Confluence Technologies

Regulatory reporting for investment managers operates under a contradiction: the volume of filings grows each year, but the tolerance for errors stays at zero. Confluence Technologies addresses this directly with a suite of data and compliance software built specifically for asset managers, fund administrators, and asset owners managing multi-jurisdictional reporting obligations. Family offices with exposure to private funds, alternatives, or institutional mandates may encounter Confluence as a vendor through their fund administrators or as a direct subscriber for regulatory filings.

The platform's Alternative Funds Reporting offering connects regulatory filings, financial statements, performance analytics, and investor communications through a modular architecture. Its Omnia platform automates filings across a documented list of global regulatory forms:

• US filings: Form PF, N-PORT, N-CEN, Form ADV, 13F, CPO-PQR
• European filings: AIFMD Annex IV, Solvency II TPT and QRTs, PRIIPs KID, SFDR disclosures
• APAC filings: Australian superannuation SRS 550.0 and Portfolio Holdings Disclosure

AI-powered reconciliation, branded Rex, automates cross-document data validation between Tailored Shareholder Reports and other financial documents, reducing manual review cycles. The firm reports 30 years of compliance experience and serves over 1,000 clients across 40 countries. ISO 27001:2022 certification and SOC 1 Type II accreditation cover its financial reporting, regulatory reporting, and portfolio analytics platforms.

Confluence is primarily built for institutional-scale asset managers and fund administrators, not family offices managing internal portfolios. A family office evaluating it directly would need sufficient regulatory reporting complexity, typically multi-jurisdictional fund structures or private fund exposure, to justify the implementation. Pricing is not publicly disclosed, and the onboarding process for enterprise clients suggests meaningful setup time.

• Automated preparation and submission of global regulatory filings
• Portfolio performance measurement, attribution, and GIPS compliance
• Multi-asset risk analytics and Solvency II capital charge calculations
• Investor communications including factsheets, prospectuses, and financial reports
• Data transformation and investment data warehousing
• AI-assisted reconciliation of regulatory documents and financial reports

• Omnia cloud-based regulatory reporting platform with workflow management
• Rex AI-powered document reconciliation using Large Language Models
• Solvency II SCR calculations with full EIOPA standard formula customisation
• GIPS composites management and compliance reporting
• Style factor and ESG analysis via Style Analytics module
• Custom report designer with access to 900+ measures
• Investment data warehouse with data transformation capabilities
• Complex asset pricing and valuation services
• Post-trade compliance and investment monitoring with near real-time alerts
• Tailored shareholder reporting and fund expense management

Built for Investment Teams, Finance / Accounting Teams, Fund Managers.

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