SAI360

Family offices with formal compliance functions, internal audit programs, or multi-jurisdictional regulatory exposure face a common operational problem: risk data sits in disconnected systems, making it hard to act on signals before they become incidents. SAI360 addresses this by offering a cloud-based GRC platform that connects enterprise risk, compliance, internal controls, and ethics training within a single environment. The platform uses AI to surface risk signals across domains and link them to controls, training gaps, and pending regulatory requirements in real time.

The platform is structured around more than 20 configurable modules, giving compliance officers and risk teams the ability to build a program around their specific obligations rather than conforming to a fixed structure. Modules relevant to family office operations include:

• Enterprise and operational risk management aligned with COSO ERM and ISO 31000
• Third-party and vendor risk management with automated due diligence workflows
• Internal controls and SOX compliance with automated control testing
• Conflicts of interest and disclosure management
• Policy management and regulatory change monitoring
• Incident management and ethics hotline

SAI360 holds ISO 27001:2013 certification, SOC 1 Type II and SOC 2 Type II attestations, and HIPAA compliance for applicable environments. Its client base includes large enterprises such as Pfizer, Amazon, and GM, which signals the platform is built for organizational scale rather than the leaner operations typical of smaller family offices. Pricing is not publicly disclosed. The platform is unlikely to suit single-family offices without a dedicated compliance or risk function, but for larger multi-family office structures or institutional family offices with formal GRC requirements, it offers a depth of coverage that point solutions cannot replicate.

• Enterprise and operational risk identification and assessment
• Regulatory compliance monitoring and change management
• Internal controls testing and audit management
• Third-party and vendor risk due diligence
• Ethics and compliance training delivery
• Conflicts of interest and disclosure tracking

• AI-powered risk intelligence with prioritized action recommendations
• 20+ preconfigured and configurable GRC modules
• Real-time risk dashboards with cross-domain signal aggregation
• Automated control testing and audit-ready evidence collection
• Regulatory change management with pre-mapped global frameworks
• Ethics hotline and incident management module
• Conflicts of interest and disclosure management
• Compliance eLearning catalog with ethics and anti-bribery content
• Third-party vendor risk assessment with automated workflows
• Cloud-based deployment with AES-256 encryption at rest and TLS 2+ in transit

Built for Single Family Office (SFO), Multi Family Office (MFO), Finance / Accounting Teams, Investment Teams.

Dedicated account management; 24/7 Information Security team availability for incidents; professional services available