Pavita Fleischer — Chief Compliance Officer · Bailard

Pavita Fleischer — Chief Compliance Officer · Bailard · San Francisco Bay Area.

Direct contact

No direct contact on file for Pavita yet.

About

Pavita Fleischer is Chief Compliance Officer at Bailard. Her background includes investment-advisory compliance at the SEC, consulting firms and investment-management organizations. Her work focuses on compliance-program design, testing, training, examination preparation and regulatory filings. She previously worked as an independent contractor at ACA Group.

Experience

Chief Compliance OfficerCurrent
Bailard, Inc. · Foster City, California, United States
Jun 2020 – Present
Independent Contractor
ACA Group
Dec 2018 – Oct 2019

Education

Scripps College — BA, Politics & International Relations · 1997 – 2001

Skills

SecuritiesMutual FundsHedge FundsAlternative InvestmentsAsset ManagementAMLSecurities RegulationEquitiesDue DiligenceInvestmentsInvestment ManagementPrivate EquityInvestment AdvisoryFinancial Services

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