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Brock Arnason — Founder and CEO · Droit · New York, New York, United States.
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About
Brock Arnason is a financial technology executive and founder of Droit, which develops software for interpreting financial rules in trading and compliance decisions. Before Droit, he was an executive director of Fixed Income E-Commerce at Morgan Stanley, working on the Matrix client portal, swap execution facility strategy and Dodd-Frank compliance. Earlier, he held technology leadership roles at UBS in credit and interest rate derivatives. He holds engineering degrees from Cornell University and an MBA from the University of Chicago.
Experience
Head of SEF Technology Strategy
Morgan Stanley · Greater New York City Area
2010 – Mar 2013
Key relationship manager for Swap Execution Facilities (SEFs) and middleware providers. Key speaker at numerous in-house client and industry events, advising clients on electronic trading, clearing and business conduct compliance. Board member (alt) of MarkitSERV. Member of ISDA Organized Trade Execution RIC. Led the industry in developing solutions and processes for Guaranteed Clearing through active participation in the FIA-ISDA clearing working groups, collaboration with Traiana and MarkitSERV on Credit Hub products, and implementation of proprietary risk management techniques. Designed and oversaw implementation of the Dodd-Frank technology program. Built extensive expertise in Business Conduct, Clearing, Reporting and SEF rules.
Education
Skills
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