Broadridge

Broadridge Financial Solutions is a publicly listed fintech infrastructure provider whose wealth management offering targets broker-dealers, registered investment advisors, and asset managers rather than family offices directly. That distinction matters: a family office evaluating Broadridge is typically doing so as an institutional client of a wealth firm or custodian that already runs on Broadridge rails, or as a sophisticated investor exploring its advisor-facing and operational tooling.

Broadridge's wealth-relevant stack covers the full trade lifecycle and investor communications layer that underpins most large-scale advisory businesses. Key capabilities available to wealth management clients include:

• Advisor productivity tools: portfolio rebalancing, model portfolio management, client onboarding
• Retirement and workplace solutions: trust and custody services, CIT management, IRA servicing, trade processing for 30,000-plus funds
• Front-to-back investment management: order and execution management, pre- and post-trade compliance, risk management, middle office operations
• Regulatory transaction reporting and SWIFT messaging services
• Omni-channel investor communications and proxy services

Broadridge processes over $15 trillion in daily average trading and serves nearly 500 asset managers globally, which signals the scale of infrastructure a buyer is connecting to. Its 2025 engagement with Swiss Finance & Property Group illustrates the front-to-back SaaS deployment model, including integration with SIX Swiss Exchange and BX Swiss for settlement. The platform operates across 21 countries with offices in major financial centers.

For a family office, Broadridge is most relevant as a technology backbone accessed through a wealth manager or custodian, or directly for offices operating at institutional scale requiring regulatory reporting, trade settlement, and multi-asset operations. Pricing is not publicly disclosed, and the platform's breadth and enterprise orientation mean smaller offices may find the engagement model oversized for their needs.

• Trade order and execution management across multiple asset classes
• Middle and back office operations including settlement and reconciliation
• Regulatory transaction reporting and compliance monitoring
• Retirement plan and workplace services including trust and custody
• Investor communications and proxy services
• Portfolio management and pre/post trade compliance

• Front-to-back SaaS investment management platform
• Trade processing and settlement for 30,000-plus mutual funds, ETFs, and CITs
• Trust and custody services with automated transactional data processing
• SWIFT messaging services and trade settlement monitoring
• Pre- and post-trade compliance and risk management
• Omni-channel investor and client communications
• Proxy services for governance and shareholder engagement
• Collective Investment Trust (CIT) management and customization
• Distribution intelligence and analytics for asset managers
• Fiduciary training and certification tools

Built for Investment Teams, Advisors / Wealth Advisors (RIA), Fund Managers.

Phone support available across North America, EMEA, Australia, Hong Kong, and Singapore with dedicated regional contact numbers.