Ruth Calaman

About

Experience

• General Counsel and Chief Compliance OfficerCurrent

  Evercore Wealth Management

  Feb 2011 – Present

  Partner, General Counsel and Chief Compliance Officer for Evercore Wealth Management, LLC, General Counsel and Chief Compliance Officer, Bank Secrecy Act and Anti-Money Laundering Compliance Officer for Evercore Trust Company, N.A., Chief Compliance Officer for Evercore Equity Fund. Manage all aspects of the compliance function for Evercore Wealth Management, LLC, an investment adviser registered with the Securities and Exchange Commission (SEC) and Evercore Trust Company, N.A., a federally chartered national trust bank regulated by the Office of the Comptroller of the Currency (OCC). Serve as liaison with external regulators, internal auditors, outside counsel, respond to inquiries, resolve issues. Prepare businesses for audits and regulatory exams, review reports and materials, track progress of recommendations. Responsible for regulatory filings and preparation, including Form ADV. Corporate governance oversight, set agenda, prepare for and manage Board of Directors and Compliance Risk Committee meetings. Analyze and interpret regulations, draft and revise policies and procedures. Advise and ensure business complies with applicable rules and regulations, including those governing its investment management and fiduciary activities. Surveillance of various business processes, including personal securities transactions, marketing review. Create and conduct training for staff Responsible for compliance Risk Management Program, including all aspects of applicable BSA/AML compliance.

• Vice President & Compliance Officer

  Goldman Sachs

  Apr 2005 – Feb 2011

  Chief Compliance Officer, Bank Secrecy Act and Anti-Money Laundering Compliance Officer, The Goldman Sachs Trust Company, N.A. and The Goldman Sachs Trust Company of Delaware. Manage all aspects of the compliance function for The Goldman Sachs Trust Company, N.A., a federally chartered national trust bank regulated by the Office of the Comptroller of the Currency (OCC), and its subsidiary The Goldman Sachs Trust Company of Delaware, a state chartered limited purpose trust company. Serve as liaison with external regulators, internal auditors, senior management, legal department, and outside counsel, respond to inquiries, resolve issues. Prepare business unit for internal and external audits and regulatory exams, review reports and materials, track progress of recommendations. Corporate governance oversight, set agenda, prepare for and manage Board of Directors and Audit Committee meetings. Analyze and interpret regulations, draft and revise policies and procedures. Advise and ensure business complies with applicable rules and regulations, including those governing its fiduciary activities. Respond to guidance received externally as well as firm-wide policies and best practices. Liaise with all areas of Goldman Sachs. Surveillance of various business processes, including transactions, email and marketing review. Create and conduct training for staff Responsible for compliance Risk Management Program, including all aspects of BSA/AML compliance. Assist with oversight of bank collective funds offered to institutional clients. Oversee Compliance Program for Wealth Advisory Services group, assisted with compliance oversight of private banking, deposit and lending initiatives. Project management.

Education

• Brown University — A.B., Latin American Studies · 1984 – 1988
• St. John's University School of Law — J.D., Law · 1995 – 1998