Rob Molinari

Senior regulatory risk and governance executive with more than 25 years of leadership experience across broker-dealer and registered investment adviser platforms operating within SEC, FINRA, Department of Labor, and state regulatory frameworks. Currently serving as Senior Vice President, Chief Regulatory Affairs Officer, and RIA Chief Compliance Officer for a national hybrid BD/RIA platform serving more than 2,000 affiliated advisors and over $250 billion in client assets under advisement. Responsible for enterprise regulatory risk oversight, supervisory governance, fiduciary compliance, regulatory examination strategy, conflicts management, and firmwide compliance program leadership. Experienced in translating complex regulatory developments, examination findings, and business risks into governance frameworks, supervisory controls, remediation programs, and executive decision-making. Advise executive leadership on the regulatory and strategic implications of new products, advisor affiliation, operating initiatives, and growth strategies. Currently serve on the Board of Directors of the Financial Services Institute (FSI). Previously served on the FINRA West Regional Committee and held leadership roles within the FSI Compliance Council. Passionate about helping organizations navigate regulatory change, strengthen risk governance, and build practical solutions that support both investor protection and business success. MBA, Babson College. BS, Northeastern University. Certified Regulatory & Compliance Professional (CRCP®). U.S. Army Reserve veteran. Commonwealth Financial Network®, Member FINRA.org/SIPC.org. www.commonwealth.com/terms-of-useOpinions expressed on this page are personal and do not represent Commonwealth Financial Network®.