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Rick Ohlrich — Chief Compliance Officer · RFG Advisory · Birmingham, Alabama, United States.
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About
RFG Advisory believes in the unlimited potential of the independent advisor model and has invested heavily in state-of-the-art tools for our advisors, including cutting-edge technology, customized marketing and branding and institutional-caliber investment management.
We also offer our advisors advanced financial planning, growth capital, succession planning and transition support. This comprehensive package of end-to-end support truly sets RFG Advisory apart from other RIAs.
RFG has also created a culture keenly focused on innovation, collaboration and vision. We’re not only providing the solutions and support our advisors need now, but well into the future.
Securities offered by Registered Representatives of Private Client Services. Member FINRA / SIPC. Advisory services offered by Investment Advisory Representatives of RFG Advisory, a registered investment advisor. Private Client Services and RFG Advisory are unaffiliated entities. Advisory services are only offered to clients or prospective clients where RFG Advisory and its representatives are properly licensed or exempt from licensure. No advisory services may be rendered by RFG Advisory unless a client agreement is in place.
Third party posts found on this profile do not reflect the views of RFG Advisory and have not been reviewed by RFG Advisory as to accuracy or completeness.
The financial professionals associated with RFG Advisory may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Experience
Chief Compliance Officer
America Group Retirement Strategy Centers · Southfield, Michigan, United States
Jan 2019 – Feb 2022
Managing a large enterprise OSJ at LPL Financial with over 100 Advisors operating in 32 branches and controlling $4B in advisory and brokerage assets. Translating the complexities of the financial industry's regulatory scheme and operation to actionable business initiatives that improve the Advisor's practice, their client's experience and reduce the unknowns.
Education
Skills
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