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Peggy Ho — SVP, General Counsel and Chief Risk Officer · Commonwealth Financial Network · Waltham, Massachusetts, United States.
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Profile updated Nov 2026 · Sourced from public professional profiles · Legitimate-interest B2B basis
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About
Seasoned executive and recognized thought leader with proven track record of achieving results, building successful teams, mitigating risk, and managing change. Trusted leader and counselor to C-suite executives across a broad range of business functions.
Areas of expertise include: • Corporate law, including securities law, board governance, mergers & acquisitions, debt finance, intellectual property and commercial contract negotiation and management • Management of high-stakes litigation • Operations management, including human capital, budgeting/finance, matter intake and metrics accountability, project management, law firm and vendor management, technology and e-discovery • Government relations, including federal, state and regulatory advocacy • Enterprise risk management, third party risk management, business continuity & recovery, and privacy • Building, developing, and mentoring diverse teams
Commonwealth Financial Network®, Member FINRA (http://www.finra.org/)/SIPC (http://www.sipc.org/). Please review our Terms of Use. (http://www.commonwealth.com/termsofuse.html) Opinions expressed on this page are personal and do not represent Commonwealth Financial Network®
Experience
General Counsel & Chief Risk OfficerCurrent
Commonwealth Financial Network · Waltham, Massachusetts, United States
Apr 2021 – Present
Responsible for company-wide legal matters, risk management processes and controls, and corporate governance. Manage legal team handling corporate governance, employment matters, litigation, arbitration, customer complaints, regulatory enforcement matters, commercial contracts, and regulatory counsel. Oversee anti-money laundering and financial crimes unit and senior investor protection unit as well as enterprise risk management, third party risk management, business resiliency, and privacy functions. Serve on firm-wide operating committee and provide CEO, President and senior leadership team with legal counsel and advice.
Committee MemberCurrent
FINRA Investment Committee
Sep 2025 – Present
Education
Skills
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