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Matthew Sugden — Broker/Dealer Chief Compliance Officer · Commonwealth Financial Network | The Family Office Stack

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Matthew Sugden

Senior Vice President at Commonwealth Financial Network

Broker/Dealer Chief Compliance Officer · Commonwealth Financial Network

Role confidence ReportedLocation Natick, Massachusetts, United StatesFollowers 918Connections 907

Matthew Sugden — Broker/Dealer Chief Compliance Officer · Commonwealth Financial Network · Natick, Massachusetts, United States.

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Profile updated Nov 2026 · Sourced from public professional profiles · Legitimate-interest B2B basis

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About

FINRA series 7, 24, 53 and 66 licensed Certified Regulatory and Compliance Professional (CRCP)

Experience

Chief Compliance OfficerCurrent
Commonwealth Financial Network
Sep 2025 – Present
Senior Vice President
Commonwealth Financial Network
Apr 2022 – Sep 2025

Education

Quinnipiac University — Legal Studies, Pre-Law Studies · 1999 – 2003

FINRA institute at Wharton — Certified Regulatory and Compliance Proffesional (CRCP)

Skills

Series 7SecuritiesFINRAMutual FundsSeries 24Financial RiskFinancial ServicesSecurities RegulationUniform Combined State LawComplianceRiskSeries 66

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