Chip Jones

Chip Jones is Executive Vice President - Compliance at Global Relay. Chip is focused on bolstering Global Relay’s expertise across regulatory compliance.

He works with the Global Relay teams to ensure that its products and services meet and exceed the needs of our current and prospective clients. Prior to joining Global Relay, Chip was Senior Vice President of Member Relations and Education for FINRA. In leading the Member Relations and Education Department, his responsibilities include maintaining and enhancing open and effective dialog with FINRA member firms. Mr. Jones also oversaw FINRA’s Member Education area, which includes FINRA conferences and other member firm educational offerings such as the FINRA Institute at Georgetown for the Certified Regulatory and Compliance Professional (CRCP)® designation. Prior to joining FINRA, he spent six years as Vice President of Regulatory and Industry Affairs at American Express Financial Advisors (Now Ameriprise Financial). Before American Express, he spent two years as Advocacy Administrator for the Association for Investment Management and Research (Now the CFA Institute). Mr. Jones began his career at the Virginia Securities Division where he was a senior examiner/investigator.